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Current Employers
Eldridge Street Asset Management, Llc

Irvine, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-06-25
  • CA RA
    APPROVED
    Since 2015-06-25

Branch Locations

Irvine, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eldridge Street Asset Management, Llc Irvine CA 02/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-02
S63 Uniform Securities Agent State Law Examination 1992-04-02
  • S65 Uniform Investment Adviser Law Examination
    2015-03-02
  • S63 Uniform Securities Agent State Law Examination
    1992-04-02
Other Names
  • Shu Tong Lam

View on SEC IAPD

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