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85 Railroad Place Suite 101A, Saratoga Springs, NY 12866 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-04-01 |
Branch Locations
85 Railroad Place Suite 101A, Saratoga Springs, NY 12866 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Deerfield | IL | 03/2014 | 07/2021 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 07/2021 |
| Wells Fargo Clearing Services, Llc | Chicago | IL | 07/2021 | 06/2023 |
| Fifth Third Securities | Chicago | IL | 06/2023 | Present |
| Fifth Third Bank | Chicago | IL | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-14 |
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