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David Bradley Fields

Waverly Advisors, LLC

Atlanta, GA

Birmingham, AL

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Current Employers
Waverly Advisors, Llc

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-09-26
  • GA RA
    APPROVED
    Since 2023-09-26

Branch Locations

3300 Riverwood Parkway Suite 1075, Atlanta, GA 30339 • United States

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwynn Management Company Atlanta GA 07/1998 07/2023
Waverly Advisors, Llc Atlanta GA 07/2023 Present
  • 07/1998 → 07/2023
    Gwynn Management Company
    Atlanta, GA
  • 07/2023 → Present
    Waverly Advisors, Llc
    Atlanta, GA
Previous Registrations
  • 2014-07-08 → 2023-08-03
    Gwynn Management Co
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-05-29
S63 Uniform Securities Agent State Law Examination 1992-02-10
  • S65 Uniform Investment Adviser Law Examination
    1992-05-29
  • S63 Uniform Securities Agent State Law Examination
    1992-02-10
Designations

View on SEC IAPD

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