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Current Employers
Mcclelland Wesley Wealth Management

Parkton, MD • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2015-01-28
  • MD RA
    APPROVED
    Since 2015-01-28

Branch Locations

Parkton, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mcclelland Wesley Wealth Management, Llc White Hall MD 01/2014 Present
  • 01/2014 → Present
    Mcclelland Wesley Wealth Management, Llc
    White Hall, MD
Previous Registrations
  • 2011-10-11 → 2015-02-11
    Cockeysville, MD
  • 2004-11-01 → 2011-10-11
    Uvest Financial Services Group, Inc.
    Cockeysville, MD
    Baltimore, MD
    Baltimore, MD
    Baltimore, MD
  • 2001-01-30 → 2002-07-26
    Morgan Stanley Dw Inc.
    Hunt Valley, MD
Other Businesses

I AM CURRENTLY EMPLOYED AS A BANK FINANCIAL ADVISOR AND OUR BROKER DEALER IS LPL FINANCIAL. THIS RELATIONSHIP WILL DESOLVE ONCE THIS RIA IS COMPLETELY ESTABLISHED. I ALSO INTEND TO ESTABLISH AN INSURANCE AGENCY THAT WILL BE SEPERATE FROM THIS RIA. IT WILL ACCEPT COMMISSIONS FOR ALL INSURANCE PRODUCTS EXCEPT IT WILL NOT PURCHASE ANY VARIABLE ANNUITIES OR VARIABLE INSURANCE PRODUCTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-10-29
S66 Uniform Combined State Law Examination 2000-08-11
S63 Uniform Securities Agent State Law Examination 1993-04-21
  • S65 Uniform Investment Adviser Law Examination
    2004-10-29
  • S66 Uniform Combined State Law Examination
    2000-08-11
  • S63 Uniform Securities Agent State Law Examination
    1993-04-21
Other Names
  • Wes Amos

View on SEC IAPD

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