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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-05-20
  • CT RA
    APPROVED
    Since 2026-05-20

Branch Locations

West Hartford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Futurity First Investment Services (Ffis) Hartford CT 04/2010 01/2017
Raymond James Financial Services, Inc. West Hartford CT 05/2026 Present
Raymond James Financial Services Advisors, Inc. West Hartford CT 05/2026 Present
Futurity First Advisory Services Inc. Hartford CT 10/2012 01/2017
Tlg Advisors, Inc. West Hartford CT 11/2017 05/2026
Futurity First Advisory Services (Ffas) Hartford CT 04/2010 12/2016
Futurity First Financial Corporation (Fffc) Hartford CT 01/2010 01/2017
The Leaders Group Inc Summit NJ 11/2017 05/2026
Covr Financial Technologies Boise ID 09/2017 01/2026
The Sequoia Group Llc West Hartford CT 02/2017 05/2026
  • 04/2010 → 01/2017
    Futurity First Investment Services (Ffis)
    Hartford, CT
  • 05/2026 → Present
    Raymond James Financial Services, Inc.
    West Hartford, CT
  • 05/2026 → Present
    West Hartford, CT
  • 10/2012 → 01/2017
    Futurity First Advisory Services Inc.
    Hartford, CT
  • 11/2017 → 05/2026
    West Hartford, CT
  • 04/2010 → 12/2016
    Futurity First Advisory Services (Ffas)
    Hartford, CT
  • 01/2010 → 01/2017
    Futurity First Financial Corporation (Fffc)
    Hartford, CT
  • 11/2017 → 05/2026
    The Leaders Group Inc
    Summit, NJ
  • 09/2017 → 01/2026
    Covr Financial Technologies
    Boise, ID
  • 02/2017 → 05/2026
    The Sequoia Group Llc
    West Hartford, CT
Previous Registrations
  • 2017-11-27 → 2026-05-26
    West Hartford, CT
    Boise, ID
    Summit, NJ
  • 2017-01-20 → 2017-02-10
    Simplicity Financial Advisory Services, Inc
    Hartford, CT
  • 2015-06-03 → 2016-12-31
    Simplicity Financial Advisory Services, Inc
    Hartford, CT
Other Businesses

(1)Name of Business: Connecticut Science Center Address: 93 Stoner Drive, West Hartford, CT, 06107, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board Investment Related: No Start Date: 04/02/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I’m a trustee. General guidance and advice. (2)Name of Business: Eagle Rock A Greenberg and Rock company Address: 67 E Park Place Ste 750, Morristown , NJ, 07960-7103, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/19/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Employee of branch DBA (3)Name of Business: The Sequoia Group Address: 93 Stoner Drive, West Hartford, CT, 06107, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 01/15/2017 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: The Seqouia Group is my LLC that i use for consulting, not related to registered product sales. The consulting I do is very limited and includes consulting with insurance companies and technology firms to help them increase their sales penetration. It could include advice on dsibtrution channels, sales strategies, lead generation, etc

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-07-31
  • S63 Uniform Securities Agent State Law Examination
    2023-07-31
Other Names
  • Mike Kalen
  • Michael Laurence Kalen

View on SEC IAPD

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