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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-04 |
| CT | RA | APPROVED | 2023-10-12 |
| TX | RA | APPROVED | 2023-10-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Worcester | MA | 11/1991 | 07/2018 |
| Bank Of America,N.A. | Boston | MA | 06/2011 | 07/2018 |
| First Republic Investment Management, Inc. | Boston | MA | 07/2018 | Present |
| First Republic Securities Company, Llc | Boston | MA | 07/2018 | 09/2023 |
| J.P. Morgan Securities Llc | Boston | MA | 09/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Boston | MA | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-14 |
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