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Current Employers
Flagship Private Wealth

400 Trade Center - Suite 4990, Woburn, MA 01801 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-30
MA RA APPROVED 2015-04-21
  • CA RA
    APPROVED
    Since 2023-08-30
  • MA RA
    APPROVED
    Since 2015-04-21

Branch Locations

400 Trade Center - Suite 4990, Woburn, MA 01801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Woburn MA 08/2010 Present
Flagship Private Wealth, Llc Woburn MA 03/2015 Present
  • 08/2010 → Present
    Lpl Financial Llc
    Woburn, MA
  • 03/2015 → Present
    Flagship Private Wealth, Llc
    Woburn, MA
Other Businesses

1) 5/31/2017: Flagship Private Wealth, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/01/2014 - 12 Hours Per Month/10 Hours During Securities Trading. 2) 6/1/2017 - Flagship Private Wealth, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 06/01/2017 - 5 Hours Per Month/0 Hours During Securities Trading. 3) 1/9/2018 - Flagship Private Wealth, LLC - DBA: Flagship Private Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 4/1/2015 - 100 Hours Per Month/5 Hours During Trading - I provide investment advisory services through Flagship Private Wealth, LLC, an independent investment advisor firm. I started this business activity in January 2018. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-02-04
S63 Uniform Securities Agent State Law Examination 1992-01-23
  • S65 Uniform Investment Adviser Law Examination
    1994-02-04
  • S63 Uniform Securities Agent State Law Examination
    1992-01-23
Designations

View on SEC IAPD

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