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Rhonda Jean Sasse

Morgan Stanley

Claremont, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-07-30
CA RA APPROVED 2021-07-14
  • TX RA
    APPROVED_RES
    Since 2021-07-30
  • CA RA
    APPROVED
    Since 2021-07-14

Branch Locations

456 West Foothill Blvd, Claremont, CA 91711 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Claremont CA 07/1991 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-13
  • S66 Uniform Combined State Law Examination
    2021-07-13
Other Names
  • Rhonda Marhsall
  • Rhonda Rupp
  • Rhonda Jean Marshall
  • Rhonda Jean Rupp

View on SEC IAPD

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