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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2011-06-16
MI RA APPROVED 2010-04-14
TX RA APPROVED_RES 2008-05-27
  • OK RA
    APPROVED
    Since 2011-06-16
  • MI RA
    APPROVED
    Since 2010-04-14
  • TX RA
    APPROVED_RES
    Since 2008-05-27

Branch Locations

6900 E Joy Rd, Ann Arbor, MI 48105 • United States

1625 E Washington St, West Bend, WI 53095 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Thrivent Investment Management Inc Ann Arbor MI 07/2002 Present
Other Businesses

ANBU CHILDREN INTERNATIONAL POSITION: At Large Board Member NATURE: Childrens home in Batlagunda T. N. South India. Houses, clothes, cares for and educates destitute children. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2024 ADDRESS: 13745 Embers Ct, Plymouth MI 48170, United States DESCRIPTION: Attend board meetings and help craft policy around giving support.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-07
S63 Uniform Securities Agent State Law Examination 1992-01-02
  • S66 Uniform Combined State Law Examination
    2003-07-07
  • S63 Uniform Securities Agent State Law Examination
    1992-01-02
Designations

View on SEC IAPD

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