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Current Employers
Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2019-11-07
  • MA RA
    APPROVED
    Since 2019-11-07

Branch Locations

200 5Th Ave Suite 4010, Waltham, MA 02451 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Outsourced For Success Boston MA 02/2016 05/2017
Crossroads Capital Distributors Boston MA 05/2017 12/2017
Voya Boston MA 01/2018 05/2018
Directed Services Llc Boston MA 01/2018 05/2018
Lincoln Financial Distributors Radnor PA 12/2018 08/2019
Unemployed Boston MA 06/2018 12/2018
Lpl Financial Llc Waltham MA 10/2019 Present
Integrated Wealth Concepts, Llc Waltham MA 10/2019 Present
  • 02/2016 → 05/2017
    Outsourced For Success
    Boston, MA
  • 05/2017 → 12/2017
    Crossroads Capital Distributors
    Boston, MA
  • 01/2018 → 05/2018
    Voya
    Boston, MA
  • 01/2018 → 05/2018
    Directed Services Llc
    Boston, MA
  • 12/2018 → 08/2019
    Lincoln Financial Distributors
    Radnor, PA
  • 06/2018 → 12/2018
    Unemployed
    Boston, MA
  • 10/2019 → Present
    Lpl Financial Llc
    Waltham, MA
  • 10/2019 → Present
    Waltham, MA
Previous Registrations
  • 2003-02-28 → 2004-03-25
    American Skandia Advisory Services, Inc.
    Shelton, CT
Other Businesses

1. 10/28/2019 - No Business Name - Investment Related - 190 Beacon St Boston, MA 02116-1336 - Real Estate Rental - Collect rent. 2. 10/28/2019 - Integrated Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 11/20/2019 - Integrated Wealth Concepts, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 10/2019 - 80 Hours Per Month - Time Spent 50% - I provide investment advisory services through Integrated Wealth Concepts, LLC, an independent investment advisor firm. I started this business activity in 10/2019. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 12/11/2019 - Integrated Wealth Concepts, LLC - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - IAR - Started 11/20/2019 - 5 Hours Per Month During Securities Trading. 5. 12/11/2019 - Integrated Wealth Concepts, LLC - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - IAR - Started 11/20/2019 - 160 Hours Per Month During Securities Trading. 6. 4/5/2021 - Laura L Fleming Company - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2021 - 0 Hours Per Month. 7. 5/3/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-06-18
S63 Uniform Securities Agent State Law Examination 1998-12-28
  • S65 Uniform Investment Adviser Law Examination
    2001-06-18
  • S63 Uniform Securities Agent State Law Examination
    1998-12-28

View on SEC IAPD

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