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Wayne Thomas Janicki

Charles Schwab & Co., Inc.

Lake Oswego, OR

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-04
OR RA APPROVED 2014-01-08
  • TX RA
    APPROVED_RES
    Since 2019-01-04
  • OR RA
    APPROVED
    Since 2014-01-08

Branch Locations

4055 Mercantile Dr Suite 175, Lake Oswego, OR 97035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Portland OR 01/2003 Present
Charles Schwab Bank Portland OR 02/2005 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-04-14
S63 Uniform Securities Agent State Law Examination 1992-01-10
  • S65 Uniform Investment Adviser Law Examination
    1993-04-14
  • S63 Uniform Securities Agent State Law Examination
    1992-01-10

View on SEC IAPD

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