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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2010-01-07 |
Branch Locations
600 Grant Street 3550 Us Steel Tower, Pittsburgh, PA 15219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/1990 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 11/1991 | Present |
| Northwestern Mutual Investment Services, Llc | Pittsburgh | PA | 01/2010 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2012 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. BOARD MEMBER, CO-CHAIR COMMUNITY CAMPAIGN, AND FINANCE COMMITTEE MEMBER, JEWISH FEDERATION OF PITTSBURGH, 2000 TECHNOLOGY DRIVE, PITTSBURGH, , PENNSYLVANIA, 15219, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 5/31/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NON INVESTMENT-RELATED. 3. TSR SHADYSIDE, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 6/4/2025, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 21-40, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-30 |
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