M. Benay Curtis-Bauer

Current Employers

Employment History

• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2008-10-21 → 2009-11-02
  Liberty Group, Llc
  Oakland, CA
  Emeryville, CA
• 2008-02-28 → 2008-05-30
  Liberty Group, Llc
  Oakland, CA
• 2005-09-27 → 2008-02-21
  Alamo Capital
  Walnut Creek, CA
  Ca, CA
• 1997-07-08 → 2002-11-21
  Morgan Stanley Dw Inc.
  San Francisco, CA

Other Businesses

1. NAME OF OTHER BUSINESS: GREENCITY LOFTS HOA INVESTMENT RELATED: NO ADDRESS: 1007 41ST ST. #511, EMERYVILLE, CQA 94608 NATURE OF BUSINESS: HOMEOWNERS ASSOC START DATE: 02/14 POSITION/TITLE/RELATIONSHIP: HOA DIRECTOR HOA MEETS QUARTERLY AND AS NEEDED, NO HOURS PER WEEK, NONE DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: VENDOR LIAISON 2. NAME OF OTHER BUSINESS: L. DENISE CURTIS AND BENAY CURTIS-BAUER; INVESTMENT RELATED: NO; ADDRESS: 1844 LEIGHTON AVENUE LOS ANGELES, CA 90062; NATURE OF BUSINESS: REAL ESTATE; START DATE: 02/2023; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENTAL REAL ESTATE;

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-01-10

Other Names

• M Benay Curtis
• Margaret Benay Curtisbauer
• Margaret Benay Curits
• Margaret Benay Curtis-Bauer
• Benay Curtis
• M Benay Curtis-Bauer
• Margaret Benay Curtis-Bauer