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233 South Wacker Drive Suite 1800, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-31 |
Branch Locations
233 South Wacker Drive Suite 1800, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invesco Advisers, Inc. | Houston | TX | 03/2001 | 12/2019 |
| Bank Of America | San Francisco | CA | 12/2019 | 04/2022 |
| Newfront Retirement Services, Inc. | San Francisco | CA | 05/2022 | 12/2022 |
| Kestra Investment Services, Llc | San Mateo | CA | 12/2022 | 09/2023 |
| Kestra Advisory Services, Llc | San Mateo | CA | 12/2022 | 09/2023 |
| Willis Towers Watson | San Mateo | CA | 10/2023 | Present |
| Foreside Fund Services, Llc | San Mateo | CA | 12/2023 | Present |
| Towers Watson Investment Services Inc | San Mateo | CA | 10/2023 | Present |
1). Willis Towers Watson; Investment Related; San Mateo, CA; DC Consulting - consulting services to middle market companies in the Western US; DC Consultant; Start: 11/28/2022; 160 Hours Per Month and 160 During Trading Hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-13 |
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