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Michael Read Haughery

Charles Schwab & Co., Inc.

Mountain Brook, AL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-02
AL RA APPROVED 1997-02-10
  • TX RA
    APPROVED
    Since 2019-01-02
  • AL RA
    APPROVED
    Since 1997-02-10

Branch Locations

3000 Cahaba Village Plaza Suite 130, Mountain Brook, AL 35243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Birmingham AL 06/1992 Present
Charles Schwab Bank Birmingham AL 02/2005 Present
Other Businesses

1) The Harbor at Lay Lake Residential Homeowners' Association, Inc. | Investment Related:No|59 Harbor Way|Sylacauga |AL|35151|Talladega |Real Estate (Non-Agent/Broker)|Director |2/1/2024|Less than 20|0|One of three Directors to run a 14 unit HOA complex on Lay Lake. I am not the Treasurer, and I do not have access to any financial accounts as an agent.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-06-25
  • S63 Uniform Securities Agent State Law Examination
    1992-06-25
Designations

View on SEC IAPD

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