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Current Employers
Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2020-08-24
  • WA RA
    APPROVED
    Since 2020-08-24

Branch Locations

23605 Mt. Hwy East, Unit 3, Spanaway, WA 98387 • United States

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

7240 S. 135Th Street, Seattle, WA 98178 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 02/2012 12/2019
Planmember Securities Corporation Carpintera CA 02/2020 Present
Northwest Advisor Group Tacoma WA 02/2020 Present
David Dotson (Self Employed) Seattle WA 04/1992 Present
David Dotson Seattle WA 08/2021 Present
  • 02/2012 → 12/2019
    Cetera Advisors Llc
    Denver, CO
  • 02/2020 → Present
    Carpintera, CA
  • 02/2020 → Present
    Northwest Advisor Group
    Tacoma, WA
  • 04/1992 → Present
    David Dotson (Self Employed)
    Seattle, WA
  • 08/2021 → Present
    David Dotson
    Seattle, WA
Previous Registrations
  • 1997-04-11 → 2007-08-01
    Shelgren Financial Group, Inc.
    Renton, WA
Other Businesses

1) Northwest Advisor Group-10209 Bridgeport Way SW, Tacoma, WA 98499; Investmet related; Marketing services, securities & insurance sales & services; Agent; Start date 2/20; 150 hrs/mnth & during trading. 2) David Dotson (self employed)-7240 S. 135th St, Seattle, WA 98178; Investment related; Insurance (life, annuity, Medicare Advantage & supplemental health) sales & svcs; Agent; Start date 4/92; 4 hrs/mnth & during trading. 3) Symbiol LLC-PO Box 80643, Seattle, WA (no physical address); noninvestment related; Converts wood waste to biofuel; Managing Member; Start date 8/07; 20 hrs/mnth; 0 hrs/mnth during trading. 4)David Dotson; 7240 S. 135th St. Seattle WA 98178; Start date 8/9/2021; Referral Agent; Refers to CPA firms business clients who are looking for information on the PPP and Employee Retention Tax credits; 0 hrs/mo; 2 hrs/mo during trading; NIR

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-22
S63 Uniform Securities Agent State Law Examination 1991-12-02
  • S65 Uniform Investment Adviser Law Examination
    2020-08-22
  • S63 Uniform Securities Agent State Law Examination
    1991-12-02
Other Names
  • David Allyn Dotson

View on SEC IAPD

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