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6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2020-08-24 |
Branch Locations
23605 Mt. Hwy East, Unit 3, Spanaway, WA 98387 • United States
6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 02/2012 | 12/2019 |
| Planmember Securities Corporation | Carpintera | CA | 02/2020 | Present |
| Northwest Advisor Group | Tacoma | WA | 02/2020 | Present |
| David Dotson (Self Employed) | Seattle | WA | 04/1992 | Present |
| David Dotson | Seattle | WA | 08/2021 | Present |
1) Northwest Advisor Group-10209 Bridgeport Way SW, Tacoma, WA 98499; Investmet related; Marketing services, securities & insurance sales & services; Agent; Start date 2/20; 150 hrs/mnth & during trading. 2) David Dotson (self employed)-7240 S. 135th St, Seattle, WA 98178; Investment related; Insurance (life, annuity, Medicare Advantage & supplemental health) sales & svcs; Agent; Start date 4/92; 4 hrs/mnth & during trading. 3) Symbiol LLC-PO Box 80643, Seattle, WA (no physical address); noninvestment related; Converts wood waste to biofuel; Managing Member; Start date 8/07; 20 hrs/mnth; 0 hrs/mnth during trading. 4)David Dotson; 7240 S. 135th St. Seattle WA 98178; Start date 8/9/2021; Referral Agent; Refers to CPA firms business clients who are looking for information on the PPP and Employee Retention Tax credits; 0 hrs/mo; 2 hrs/mo during trading; NIR
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-02 |
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