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50 California Street 15Th Floor, San Francisco, CA 94111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-02 |
Branch Locations
50 California Street 15Th Floor, San Francisco, CA 94111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Brokerage Services, Inc. | San Francisco | CA | 10/2012 | 12/2016 |
| Summit Financial Group Inc | San Francisco | CA | 10/2012 | 12/2016 |
| Caritas Investment Advisors Llc | San Francisco | CA | 08/2016 | Present |
COMPASS REAL ESTATE AGENT. NOT INVESTMENT-RELATED (REAL ESTATE). 1699 Van Ness Avenue, San Francisco, CA 94109. REAL ESTATE BROKERAGE. REAL ESTATE AGENT. 20 HOURS PER MONTH/NONE DURING SECURITIES TRADING HOURS. REPRESENT SELLERS AND BUYERS IN RESIDENTIAL REAL ESTATE TRANSACTIONS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-29 |
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