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Michael James Curley

Robertson Stephens

San Francisco, CA

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Current Employers
Robertson Stephens

455 Market Street Ste. 1450, San Francisco, CA 94105-2442 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-27
  • CA RA
    APPROVED
    Since 2025-01-27

Branch Locations

455 Market Street Ste. 1450, San Francisco, CA 94105-2442 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robertson Stephens Wealth Management, Llc San Francisco CA 06/2018 Present
Exchange Bank Trust & Investment Management Santa Rosa CA 11/2017 06/2018
Robertson Stephens Capital Markets, Llc San Francisco CA 06/2018 Present
Unemployed Petaluma CA 08/2016 10/2017
  • 06/2018 → Present
    Robertson Stephens Wealth Management, Llc
    San Francisco, CA
  • 11/2017 → 06/2018
    Exchange Bank Trust & Investment Management
    Santa Rosa, CA
  • 06/2018 → Present
    Robertson Stephens Capital Markets, Llc
    San Francisco, CA
  • 08/2016 → 10/2017
    Unemployed
    Petaluma, CA
Previous Registrations
  • 2014-10-13 → 2016-07-07
    J.P. Morgan Private Wealth Advisors Llc
    San Francisco, CA
  • 2011-03-25 → 2014-10-09
    First Republic Securities Company, Llc
    San Francisco, CA
Other Businesses

1.) Robertson Stephens Wealth Management, LLC, Yes, 455 Market Street, Ste 1450, SF, CA 94105, Affiliated RIA, CCO, June 2018, 149, 123, Compliance. 2.) Robertson Stephens Holdings, LLC, No, 455 Market Street, Ste 1450, SF, CA 94105, Holding Co, CCO, June 2018, 2, 0, Compliance. 3.) Robertson Stephens Capital Markets, LLC, Yes, 455 Market Street, Ste 1450, SF, CA 94105, Broker Dealer, CCO, June 2018, 29, 22, Compliance.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-04-18
  • S63 Uniform Securities Agent State Law Examination
    2019-04-18
Designations
Other Names
  • Michael James Curley
  • Michael James Curley
  • Mike Curley

View on SEC IAPD

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