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455 Market Street Ste. 1450, San Francisco, CA 94105-2442 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-27 |
Branch Locations
455 Market Street Ste. 1450, San Francisco, CA 94105-2442 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robertson Stephens Wealth Management, Llc | San Francisco | CA | 06/2018 | Present |
| Exchange Bank Trust & Investment Management | Santa Rosa | CA | 11/2017 | 06/2018 |
| Robertson Stephens Capital Markets, Llc | San Francisco | CA | 06/2018 | Present |
| Unemployed | Petaluma | CA | 08/2016 | 10/2017 |
1.) Robertson Stephens Wealth Management, LLC, Yes, 455 Market Street, Ste 1450, SF, CA 94105, Affiliated RIA, CCO, June 2018, 149, 123, Compliance. 2.) Robertson Stephens Holdings, LLC, No, 455 Market Street, Ste 1450, SF, CA 94105, Holding Co, CCO, June 2018, 2, 0, Compliance. 3.) Robertson Stephens Capital Markets, LLC, Yes, 455 Market Street, Ste 1450, SF, CA 94105, Broker Dealer, CCO, June 2018, 29, 22, Compliance.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-04-18 |
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