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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2005-12-06
TX RA APPROVED 2005-12-06
  • NJ RA
    APPROVED
    Since 2005-12-06
  • TX RA
    APPROVED
    Since 2005-12-06

Branch Locations

1100-1800 American Blvd Central Business Review Unit, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 08/2005 Present
Other Businesses

I*733230For profit or not for profit: Entity For ProfitName of outside business organization: Ice Land Arena, LLCInvestment related: NAddress of business: Hamilton, New Jersey, 08619Nature of business: ["Limited Liability Company"]Position, title, association: ["Other"], Start date of relationship: 2/27/2022Number of hours devoted: 6 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: running ice hockey clinics, and head coach of a hockey team, Coaching Ice hockey clinics and a team I*3094284 Entity Type: N/AName of OBA: C WAddress: Philadelphia, Pennsylvania, 19154Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 10/30/2025Number of Hours: 2, YearlyNumber of Hours during trading: 1, YearlyDuties: Power of Attorney for Parents I*3219264, Entity Type: , Name of OBA: C W, Address: Philadelphia, Pennsylvania, 19154, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 11/25/2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-02
  • S66 Uniform Combined State Law Examination
    2005-12-02

View on SEC IAPD

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