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Christopher Robin Redos

LPl Financial LLC

Greencastle, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-12-21
  • PA RA
    APPROVED
    Since 2016-12-21

Branch Locations

Greencastle, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Greencastle PA 04/2006 Present
Other Businesses

1. 2/7/2012: NON-VARIABLE INSURANCE - WRITING OF FIXED ANNUITIES DIRECTLY WITH THE CARRIER. - 5% OF TIME SPENT 2. 8/6/2012: Windy Meadows Holdings, LLC - Inv. Rel. - At reported business location(s) - Business Owner - President and 100% owner of Windy Meadows Holdings LLC. - Time Spent 10% - engaged in the sale of cattle, hay, eggs, and wholesale frozen food. Hours are Before 8:30am and After 5:30pm Monday through Saturday. 3. 10/01/2014 - BAND/MUSICIAN - TIME SPENT 12 HOURS PER MONTH - GREENCASTLE, PA. 4. 09/18/2023 - Redos Financial Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/12/2023 - 160 Hours Per Month/ During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-21
S63 Uniform Securities Agent State Law Examination 1992-05-13
  • S65 Uniform Investment Adviser Law Examination
    2016-12-21
  • S63 Uniform Securities Agent State Law Examination
    1992-05-13
Other Names
  • Chris Redos

View on SEC IAPD

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