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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2016-12-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Greencastle | PA | 04/2006 | Present |
1. 2/7/2012: NON-VARIABLE INSURANCE - WRITING OF FIXED ANNUITIES DIRECTLY WITH THE CARRIER. - 5% OF TIME SPENT 2. 8/6/2012: Windy Meadows Holdings, LLC - Inv. Rel. - At reported business location(s) - Business Owner - President and 100% owner of Windy Meadows Holdings LLC. - Time Spent 10% - engaged in the sale of cattle, hay, eggs, and wholesale frozen food. Hours are Before 8:30am and After 5:30pm Monday through Saturday. 3. 10/01/2014 - BAND/MUSICIAN - TIME SPENT 12 HOURS PER MONTH - GREENCASTLE, PA. 4. 09/18/2023 - Redos Financial Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/12/2023 - 160 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-13 |
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