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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2024-11-14 |
| IN | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
2920 S. Lafountain, Kokomo, IN 46902 • United States
134 Executive Drive Suite 2, Lafayette, IN 47905 • United States
206 N 3Rd St, Kentland, IN 47597 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Lafayette | IN | 07/1993 | 11/2024 |
| Prudential Insurance Company Of America | Lafayette | IN | 06/1993 | Present |
| Lpl Enterprise, Llc | Kokomo | IN | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-05 |
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