James Peter Manos

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-12-23
TX	RA	APPROVED_RES	2016-04-29
OH	RA	APPROVED	2016-04-27

FL RA
APPROVED

Since 2025-12-23
TX RA
APPROVED_RES

Since 2016-04-29
OH RA
APPROVED

Since 2016-04-27

Branch Locations

Fort Pierce, FL • United States

6636 Longshore Street Suite 280, Dublin, OH 43017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Stifel Nicolaus	Dublin	OH	04/2016	Present

04/2016 → Present

Stifel Nicolaus

Dublin, OH

Previous Registrations

2007-02-09 → 2016-04-26

Ubs Financial Services Inc.

Columbus, OH

Dublin, OH

Dublin, OH

Weehawken, NJ

Columbus, OH

Columbus, OH

Columbus, OH
2006-11-02 → 2007-02-09

Keybanc Capital Markets Inc.

Dublin, OH

Dublin, OH

Other Businesses

1. MANOS PROPERTIES 9 N SANDUSKY ST., LLC; 5973 MACEWEN CT DUBLIN OH 43017; RENTAL PROPERTY; OWNER; RENT COLLECTION; AFFILIATION STARTED 04/26/2016; 1 HOUR PER MONTH; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED. 2. MANOS PROPERTIES 34 S. SANDUSKY ST, LLC; 5973 MACEWEN CT DUBLIN OH 43017; RENTAL PROPERTIES; OWNER; RENT COLLECTION; AFFILIATION STARTED 04/26/2016; 1 HOUR PER MONTH; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED. 3. CROMDALE HOLDING, LLC; 5973 MACEWEN CT DUBLIN OH 43017; RENTAL PROPERTY; OWNER; COLLECT RENT; AFFILIATION STARTED 04/26/2016; 1 HOUR PER MONTH; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED. 4. BUCKEYE LAKE LLC; 5973 MACEWEN CT DUBLIN OH 43017; STORAGE AND CARWASH; OWNER; COLLECTS RENT; AFFILIATION STARTED 04/26/2016; 1 HOUR PER MONTH; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED. 5. MR HOLDINGS OF DUBLIN, LLC; 5973 MACEWEN CT DUBLIN OH 43017; REAL ESTATE STORAGE; OWNER; COLLECTS RENT; AFFILIATION STARTED 04/26/2016; 1 HOUR PER DAY; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED. 6. CHARING ROAD, LLC; 5973 MACEWEN CT DUBLIN OH 43017; REAL ESTATE FOR RENT; REAL ESTATE RENTAL PROPERTY; COLLECTING RENT; AFFILIATION STARTED 04/26/2016; 1 HOUR PER DAY; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED. 7. Bucyrus Storage Complex LLC., 1850 Marion Rd, Bucyrus, OH 44820; Storage Units; Owner; Collect rents and maintain facility; 5/1/23; 5 hr/mo; Not During Securities Trading Hours; Not Investment Related.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-10-31
S63	Uniform Securities Agent State Law Examination	1993-05-26

S65 Uniform Investment Adviser Law Examination

2006-10-31
S63 Uniform Securities Agent State Law Examination

1993-05-26

Other Names

Jim Manos

View on SEC IAPD