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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-08-03 |
Branch Locations
14 Elliott Ave Suite 8, Bryn Mawr, PA 19010-3412 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tfs Securities, Inc. | Lincroft | NJ | 11/2001 | 08/2019 |
| The Investment Center Inc | Bryn Mawr | PA | 08/2019 | 03/2025 |
| Ic Advisory Services Inc | Bryn Mawr | PA | 08/2019 | 03/2025 |
| Lpl Financial Llc | Bryn Mawr | PA | 03/2025 | 08/2026 |
| Ameriprise Financial Services Llc | Bryn Mawr | PA | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-06-27 |
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