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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-06-03
  • MN RA
    APPROVED
    Since 2026-06-03

Branch Locations

3305 Plymouth Blvd, Plymouth, MN 55447 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Minneapolis MN 05/2005 02/2019
U.S. Bancorp Advisors, Llc Plymouth MN 06/2026 Present
U.S. Bank Plymouth MN 02/2019 01/2023
U.S. Bancorp Investments, Inc. Plymouth MN 02/2019 01/2023
Wells Fargo Clearing Services, Llc Wayzata MN 01/2023 05/2026
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-17
  • S66 Uniform Combined State Law Examination
    2005-03-17

View on SEC IAPD

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