Leonard Joseph Silvester

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2014-07-23

PA RA
APPROVED

Since 2014-07-23

Branch Locations

Cardello Building 1501 Reedsdale Street, Suite 105, Pittsburgh, PA 15233 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Oppenheimer & Co. Inc.	Pittsburgh	PA	07/2014	Present

07/2014 → Present

Oppenheimer & Co. Inc.

Pittsburgh, PA

Previous Registrations

2009-03-13 → 2014-07-24

Rbc Capital Markets, Llc

Sewickley, PA
2005-10-04 → 2009-03-16

Ferris, Baker Watts, Llc

Sewickley, PA

Baltimore, MD

Sewickly, PA

Other Businesses

NORTHERN ALLEGHENY COUNTY ROTARY CLUB, TREASURER. SPEND 3 HOURS PER WEEK NONE DURING TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-09-30
S63	Uniform Securities Agent State Law Examination	1992-01-16

S65 Uniform Investment Adviser Law Examination

2005-09-30
S63 Uniform Securities Agent State Law Examination

1992-01-16

View on SEC IAPD