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Harlin Singh Urofsky

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-28
  • CA RA
    APPROVED
    Since 2026-08-28

Branch Locations

2049 Century Park E, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Milken Institute Santa Monica CA 03/2016 10/2017
Citigroup Los Angeles CA 10/2017 08/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 08/2026 Present
Citigroup New York NY 08/2019 08/2023
Citigroup London 08/2023 07/2026
  • 03/2016 → 10/2017
    Milken Institute
    Santa Monica, CA
  • 10/2017 → 08/2019
    Citigroup
    Los Angeles, CA
  • 08/2026 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Los Angeles, CA
  • 08/2019 → 08/2023
    Citigroup
    New York, NY
  • 08/2023 → 07/2026
    Citigroup
    London
Previous Registrations
  • 2017-12-13 → 2026-08-10
    Citigroup Global Markets Inc.
    Los Angeles, CA
    Beverly Hills, CA
    Los Angeles, CA
    Stamford, CT
    New York, NY
    Tampa, FL
    New York, NY
    London
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-01
S63 Uniform Securities Agent State Law Examination 2005-11-18
  • S66 Uniform Combined State Law Examination
    2017-12-01
  • S63 Uniform Securities Agent State Law Examination
    2005-11-18
Other Names
  • Harlin Kaur Singh
  • Harlin K Singh
  • Harlin S Urofsky

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA
NUVEEN ASSET MANAGEMENT, LLC · LOS ANGELES, CA

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