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Watermill, NY • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Snow Financial Management Llc | Watermill | NY | 05/1997 | Present |
Mr. Snow is a member of the Board of Directors and the Regulatory Oversight Committee and Disciplinary Committee of BGC Derivative Markets, L.P., a subsidiary of BGC Partners, Inc., which offers trading in swap products subject to mandatory clearing, as well as swaps classified as permitted transactions. In addition, Mr. Snow is also a member of the Board of Directors of Remate Lince, S.A.P.I. de C.V., a Mexican inter-dealer broker with offices in Mexico and New York. Remate Lince was acquired by BGC Partners, Inc. in May 2014. He is a director of Cantor Clearinghouse, L.P. ("Cantor Clearinghouse"), which is CFTC approved as a registered Derivatives Clearing Organization. Cantor Clearinghouse settles all trades between buyers and sellers on the Cantor Exchange and ensures the integrity of the marketplace. Both Cantor Exchange and Cantor Clearinghouse are subsidiaries of Cantor Fitzgerald, L.P. Finally, Mr. Snow is also a board member of Fenics Markets Xchange (FMX), which is a wholly owned subsidiary of BGC Group Inc. which will provide fully electronic trading in cash treasuries, foreign exchange and interest rate futures.Mr. Snow is compensated for his role on the Board of Directors of the above referenced companies, and spends less than 10% percent of his time on these activities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-03-31 |
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