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Current Employers
Snow Financial Management, Llc

Watermill, NY • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-23
  • NY RA
    APPROVED
    Since 2021-03-23

Branch Locations

Watermill, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Snow Financial Management Llc Watermill NY 05/1997 Present
Other Businesses

Mr. Snow is a member of the Board of Directors and the Regulatory Oversight Committee and Disciplinary Committee of BGC Derivative Markets, L.P., a subsidiary of BGC Partners, Inc., which offers trading in swap products subject to mandatory clearing, as well as swaps classified as permitted transactions. In addition, Mr. Snow is also a member of the Board of Directors of Remate Lince, S.A.P.I. de C.V., a Mexican inter-dealer broker with offices in Mexico and New York. Remate Lince was acquired by BGC Partners, Inc. in May 2014. He is a director of Cantor Clearinghouse, L.P. ("Cantor Clearinghouse"), which is CFTC approved as a registered Derivatives Clearing Organization. Cantor Clearinghouse settles all trades between buyers and sellers on the Cantor Exchange and ensures the integrity of the marketplace. Both Cantor Exchange and Cantor Clearinghouse are subsidiaries of Cantor Fitzgerald, L.P. Finally, Mr. Snow is also a board member of Fenics Markets Xchange (FMX), which is a wholly owned subsidiary of BGC Group Inc. which will provide fully electronic trading in cash treasuries, foreign exchange and interest rate futures.Mr. Snow is compensated for his role on the Board of Directors of the above referenced companies, and spends less than 10% percent of his time on these activities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-03-31
  • S65 Uniform Investment Adviser Law Examination
    2004-03-31

View on SEC IAPD

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