Christopher Ross Omel

Current Employers

D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-02-26
CA	RA	APPROVED	2013-11-25

TX RA
APPROVED_RES

Since 2019-02-26
CA RA
APPROVED

Since 2013-11-25

Branch Locations

Opus Plaza 1 1925 Palomar Oaks Way, Suite 300, Carlsbad, CA 92008 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
D.A. Davidson & Co.	Carlsbad	CA	11/2013	Present

11/2013 → Present

D.A. Davidson & Co.

Carlsbad, CA

Previous Registrations

2013-11-04 → 2013-11-25

Crowell Weedon & Co.

Carlsbad, CA
2002-01-04 → 2013-11-04

Crowell, Weedon & Co.

Carlsbad, CA

Carlsbad, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-05-13
S63	Uniform Securities Agent State Law Examination	1991-12-09

S66 Uniform Combined State Law Examination

1999-05-13
S63 Uniform Securities Agent State Law Examination

1991-12-09

View on SEC IAPD

Current Employers

D.A. Davidson & Co.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

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