Peter James Potestato

Current Employers

Founders Financial Securities Llc

1026 Cromwell Bridge Road Suite 100, Towson, MD 21286 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2010-11-16

MI RA
APPROVED

Since 2010-11-16

Branch Locations

Chesterfield, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Founders Financial Securities, Llc	Towson	MD	10/2010	Present

10/2010 → Present

Founders Financial Securities, Llc

Towson, MD

Other Businesses

Diversified Retirement Services; 52446 Silent Ridge Chesterfield, MI 48051; Start Date: 09/30/2010; Insurance Agent; 80 Hrs. per month; 80 Hrs. during trading; sales of fixed and equity indexed annuities.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-05-28
S63	Uniform Securities Agent State Law Examination	1992-02-03

S65 Uniform Investment Adviser Law Examination

1999-05-28
S63 Uniform Securities Agent State Law Examination

1992-02-03

Other Names

Peter J Potestato

View on SEC IAPD