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2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2018-06-20 |
| PA | RA | APPROVED | 2018-06-18 |
| OH | RA | APPROVED | 2018-04-30 |
Branch Locations
Two Summit Park Drive Suite 500, Independence, OH 44131 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors Corporation | Cleveland | OH | 10/2016 | 12/2017 |
| Bull & Bear Enterprises, Ltd | Westlake | OH | 12/2011 | 09/2016 |
| Unemployed | Bay Village | OH | 01/2018 | 04/2018 |
| Valic Financial Advisors, Inc. | Independence | OH | 04/2018 | Present |
| Agia | Houston | TX | 12/2022 | Present |
BULL AND BEAR ENTERPRISES, LLC. POSITION: Managing Member NATURE: For Accounting Only INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2016 ADDRESS: 3801 Weymouth Woods Drive, Medina OH 44256, United States DESCRIPTION: For Accounting Only AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products GENWORTH LTC POSITION: LTC Agent NATURE: I receive approximately $500.00 per year in residual LTC commission from two policies I wrote long-ago. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: 3801 Weymouth Woods Drive, Medina OH 44256, United States DESCRIPTION: No Duties
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-13 |
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