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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2018-06-20
PA RA APPROVED 2018-06-18
OH RA APPROVED 2018-04-30
  • IN RA
    APPROVED
    Since 2018-06-20
  • PA RA
    APPROVED
    Since 2018-06-18
  • OH RA
    APPROVED
    Since 2018-04-30

Branch Locations

Two Summit Park Drive Suite 500, Independence, OH 44131 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Corporation Cleveland OH 10/2016 12/2017
Bull & Bear Enterprises, Ltd Westlake OH 12/2011 09/2016
Unemployed Bay Village OH 01/2018 04/2018
Valic Financial Advisors, Inc. Independence OH 04/2018 Present
Agia Houston TX 12/2022 Present
  • 10/2016 → 12/2017
    Lincoln Financial Advisors Corporation
    Cleveland, OH
  • 12/2011 → 09/2016
    Bull & Bear Enterprises, Ltd
    Westlake, OH
  • 01/2018 → 04/2018
    Unemployed
    Bay Village, OH
  • 04/2018 → Present
    Independence, OH
  • 12/2022 → Present
    Agia
    Houston, TX
Previous Registrations
  • 2016-12-19 → 2018-01-11
    Osaic Fa, Inc.
    Orange Village, OH
  • 2001-05-03 → 2011-06-02
    Westlake, OH
Other Businesses

BULL AND BEAR ENTERPRISES, LLC. POSITION: Managing Member NATURE: For Accounting Only INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2016 ADDRESS: 3801 Weymouth Woods Drive, Medina OH 44256, United States DESCRIPTION: For Accounting Only AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products GENWORTH LTC POSITION: LTC Agent NATURE: I receive approximately $500.00 per year in residual LTC commission from two policies I wrote long-ago. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: 3801 Weymouth Woods Drive, Medina OH 44256, United States DESCRIPTION: No Duties

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-08
S63 Uniform Securities Agent State Law Examination 1991-11-13
  • S66 Uniform Combined State Law Examination
    2018-06-08
  • S63 Uniform Securities Agent State Law Examination
    1991-11-13
Other Names
  • Larry Dunlap
  • Laurence Dunlap
  • Laurence Edward Dunlap

View on SEC IAPD

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