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Michael Steven Padilla

U.S. Bancorp Advisors, LLC

Los Angeles, CA

Santa Monica, CA

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-05-20
  • CA RA
    APPROVED
    Since 2009-05-20

Branch Locations

4032 Centinela Ave, Los Angeles, CA 90066 • United States

1401 Wilshire Blvd, Santa Monica, CA 90403 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Advisors, Llc Santa Monica CA 05/2009 Present
Previous Registrations
  • 2009-05-02 → 2009-05-11
    Chase Investment Services Corp.
    Los Angeles, CA
    Santa Monica, CA
  • 2006-02-23 → 2009-05-02
    Wamu Investments, Inc.
    Los Angeles, CA
    Santa Monica, CA
    Los Angeles, CA
    Santa Monica, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-04-21
  • S63 Uniform Securities Agent State Law Examination
    1993-04-21

View on SEC IAPD

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