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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-10 |
| VA | RA | APPROVED | 2017-11-16 |
Branch Locations
5012 Monument Ave., Ste. 300, Richmond, VA 23230 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp | Richmond | VA | 02/2003 | 11/2017 |
| 1St Global Advisors, Inc | Richmond | VA | 02/2003 | 11/2017 |
| 1St Global Insurance Services | Richmond | VA | 02/2003 | 11/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2017 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2017 | Present |
1) INDEPENDENT INSURANCE AGENT IN RICHMOND, VA, 11/2017, FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INVREL, 5HRS/WK, 1HR/TRADING. 2) JOYNER, KIRKHAM, KEEL, & ROBERTSON WEALTHCARE LLC, 5012 MONUMENT AVE STE 300, RICHMOND, VA, 02/2003. FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL-50/WK-32/TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-24 |
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