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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-08-18
MN RA APPROVED 2020-08-17
  • TX RA
    APPROVED_RES
    Since 2020-08-18
  • MN RA
    APPROVED
    Since 2020-08-17

Branch Locations

9001 E Bloomington Fwy Ste 131, Bloomington, MN 55420 • United States

Birchwood, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harbour Investments, Inc Madison WI 08/2001 08/2020
Vinar Financial Group Llc Bloomington MN 09/2011 Present
Lpl Financial Llc Bloomington MN 08/2020 Present
Previous Registrations
Other Businesses

1) 10/2010 - Non-Variable Insurance - Vinar Financial Group LLC - Investment Related - Bloomington, MN 55420 2) 10/2010 - Tax Prep/Accounting/CPA - VINAR FINANCIAL GROUP LLC - Investment Related - Bloomington, MN 55420 3) 10/2010 - DBA for LPL Business (entity for LPL business) - VINAR FINANCIAL GROUP LLC - Investment Related - Bloomington, MN 55420 4) 8/2020 - Notary - Richard Vinar - Not Investment Related - Bloomington, MN 55420

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-24
S63 Uniform Securities Agent State Law Examination 1991-11-25
  • S66 Uniform Combined State Law Examination
    2000-10-24
  • S63 Uniform Securities Agent State Law Examination
    1991-11-25

View on SEC IAPD

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