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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-06-24 |
| VA | RA | APPROVED | 2021-06-24 |
Branch Locations
901 East Byrd Street Suite 2000, Richmond, VA 23219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Richmond | VA | 08/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Richmond | VA | 11/2016 | 05/2021 |
| Morgan Stanley | Richmond | VA | 06/2021 | Present |
*470085 - MJHandy Marketing, Planning & Consulting; Investment related - Yes; Glen Allen, Virginia; Consulting; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 12/2021; During business hours: 0; After business hours: 20; Administrative, Customer Service, Other *608603 - Fora Travel; Investment related: Yes; Glen Allen, Virginia; Recreation: Travel Advisor; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent); 9/2024; During business hours: 0; After business hours: 20; Administrative:Business Development/Growth:Customer Service *655201- Varsity Tutors; Investment related: No; New York, New York; Education, Consulting; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 08/2025; During business hours: 0; After business hours: 20; tutoring students on the SIE *637646 - She's the Asset; Investment related: No; Glen Allen, Virginia; Consulting:Other:Coaching ; LLC (proprietor, partner, officer, director, employee, trustee, agent); 05/2025; During business hours: 0; After business hours: 20; Administrative:Business Development/Growth *441389- WineShop At Home; Investment related: No; Napa, California; Retail/Online Stores; Employee (proprietor, partner, officer, director, employee, trustee, agent); 04/2020; During business hours: 0; After business hours: 5; Sales/Marketing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 2010-06-14 |
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