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Monica J Handy

Morgan Stanley

Richmond, VA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-24
VA RA APPROVED 2021-06-24
  • TX RA
    APPROVED
    Since 2021-06-24
  • VA RA
    APPROVED
    Since 2021-06-24

Branch Locations

901 East Byrd Street Suite 2000, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Richmond VA 08/2014 11/2016
Wells Fargo Clearing Services, Llc Richmond VA 11/2016 05/2021
Morgan Stanley Richmond VA 06/2021 Present
Previous Registrations
Other Businesses

*470085 - MJHandy Marketing, Planning & Consulting; Investment related - Yes; Glen Allen, Virginia; Consulting; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 12/2021; During business hours: 0; After business hours: 20; Administrative, Customer Service, Other *608603 - Fora Travel; Investment related: Yes; Glen Allen, Virginia; Recreation: Travel Advisor; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent); 9/2024; During business hours: 0; After business hours: 20; Administrative:Business Development/Growth:Customer Service *655201- Varsity Tutors; Investment related: No; New York, New York; Education, Consulting; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 08/2025; During business hours: 0; After business hours: 20; tutoring students on the SIE *637646 - She's the Asset; Investment related: No; Glen Allen, Virginia; Consulting:Other:Coaching ; LLC (proprietor, partner, officer, director, employee, trustee, agent); 05/2025; During business hours: 0; After business hours: 20; Administrative:Business Development/Growth *441389- WineShop At Home; Investment related: No; Napa, California; Retail/Online Stores; Employee (proprietor, partner, officer, director, employee, trustee, agent); 04/2020; During business hours: 0; After business hours: 5; Sales/Marketing

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-09
S63 Uniform Securities Agent State Law Examination 2010-06-14
  • S66 Uniform Combined State Law Examination
    2020-09-09
  • S63 Uniform Securities Agent State Law Examination
    2010-06-14
Other Names
  • Monica J Handy
  • Monica Joyce Handy

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