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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-06-26
  • WA RA
    APPROVED
    Since 2025-06-26

Branch Locations

11911 Ne 1St St Suite 312, Bellevue, WA 98005 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Mill Creek WA 12/2015 10/2016
Bryan L Hendrickson Inc Lynnwood WA 10/2016 07/2021
Waddell & Reed Lynnwood WA 02/2017 07/2021
Greater Seattle Surf B04A Bothell WA 06/2018 07/2021
Various Insurance Carriers For W & R Insurance Agencies Mill Creek WA 12/2018 07/2021
Lpl Financial Llc Lynnwood WA 07/2021 05/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bellevue WA 10/2023 04/2024
Unemployed Mill Creek WA 06/2023 10/2023
Bank Of America, N.A. Bellevue WA 12/2023 04/2024
Cetera Wealth Services, Llc El Segundo CA 05/2024 06/2025
Cetera Invetment Advisors Llc Schaumburg IL 05/2024 06/2025
Senior Financial Advisors, Inc. Bellevue WA 05/2024 Present
Raymond James Financial Services Advisors, Inc. Bellevue WA 06/2025 Present
Raymond James Financial Services, Inc. Bellevue WA 06/2025 Present
  • 12/2015 → 10/2016
    Unemployed
    Mill Creek, WA
  • 10/2016 → 07/2021
    Bryan L Hendrickson Inc
    Lynnwood, WA
  • 02/2017 → 07/2021
    Waddell & Reed
    Lynnwood, WA
  • 06/2018 → 07/2021
    Greater Seattle Surf B04A
    Bothell, WA
  • 12/2018 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Mill Creek, WA
  • 07/2021 → 05/2023
    Lynnwood, WA
  • 10/2023 → 04/2024
    Bellevue, WA
  • 06/2023 → 10/2023
    Unemployed
    Mill Creek, WA
  • 12/2023 → 04/2024
    Bank Of America, N.A.
    Bellevue, WA
  • 05/2024 → 06/2025
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 05/2024 → 06/2025
    Cetera Invetment Advisors Llc
    Schaumburg, IL
  • 05/2024 → Present
    Senior Financial Advisors, Inc.
    Bellevue, WA
  • 06/2025 → Present
    Bellevue, WA
  • 06/2025 → Present
    Raymond James Financial Services, Inc.
    Bellevue, WA
Previous Registrations
Other Businesses

(1)Name of Business: Address: 19220 75th Avenue NE, Kenmore, WA, 98028, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 09/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Landlord. My husband and I bought his parents home this year and will be renting it out beginning 9/01/25.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-04
S63 Uniform Securities Agent State Law Examination 2018-06-14
  • S65 Uniform Investment Adviser Law Examination
    2018-09-04
  • S63 Uniform Securities Agent State Law Examination
    2018-06-14
Other Names
  • Lisa Marie Lielke
  • Lisa M Siemering
  • Lisa Marie Siemering

View on SEC IAPD

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