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Thomas Noel Fadden

Simplicity Wealth

Plymouth, MA

Summit, NJ

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Current Employers
Simplicity Wealth

475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-07-11
  • MA RA
    APPROVED
    Since 2023-07-11

Branch Locations

36 Cordage Park Circle, Suite 228J, Plymouth, MA 02360 • United States

475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cco Investment Services Corp Weymouth MA 05/2015 04/2019
Foundations Investment Advisers Duxbury MA 05/2019 05/2023
Simplicity Wealth Plymouth MA 05/2023 Present
Citizens Securities, Inc. Boston MA 05/2015 04/2019
Independent Trust Wealth Management Llc Duxbury MA 03/2019 Present
  • 05/2015 → 04/2019
    Cco Investment Services Corp
    Weymouth, MA
  • 05/2019 → 05/2023
    Foundations Investment Advisers
    Duxbury, MA
  • 05/2023 → Present
    Plymouth, MA
  • 05/2015 → 04/2019
    Boston, MA
  • 03/2019 → Present
    Independent Trust Wealth Management Llc
    Duxbury, MA
Previous Registrations
  • 2019-05-07 → 2023-06-16
    Plymouth, MA
    Phoenix, AZ
  • 2016-10-31 → 2019-04-01
    Weymouth, MA
    Norwell, MA
    Pembroke, MA
    Kingston, MA
    Halifax, MA
    Whitman, MA
    Marshfield, MA
    Hanover, MA
    Boston, MA
    Braintree, MA
    Boston, MA
    Medford, MA
    Burlington, MA
Other Businesses

Name: Quincy College; Non investment related, 1250 Hancock Campus, Quincy, MA 02169; Education; Adjunct Professor; Sept 2019; number of hours/month you devote to the other business;5hrs/month; hours you devote to the other business during securities trading hours; 0 market hours; Teaching Business Class Independent Trust Wealth Management LLC.; Investment related; 36 Cordage Park Circle, Suite 228J Plymouth, MA, USA; Insurance agent; March 2019; number of hours/month you devote to the other business 160/month, hours you devote to the other business during securities trading hours; 130 market hours/month; Insurance Sales. Thomas Noel Fadden, Investment related; 36 Cordage Park Circle, Suite 228J Plymouth, MA, USA; Licensed independent insurance agent, March 2019; number of hours/month you devote to the other business 160/month, hours you devote to the other business during securities trading hours; 130 market hours/month; Insurance Sales

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-27
S63 Uniform Securities Agent State Law Examination 2009-11-10
  • S66 Uniform Combined State Law Examination
    2016-10-27
  • S63 Uniform Securities Agent State Law Examination
    2009-11-10
Other Names
  • Paul Fadden
  • Thomas Noel Fadden
  • Thomas Noel Fadden

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