Best Investors
Account
Sign in
475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-07-11 |
Branch Locations
36 Cordage Park Circle, Suite 228J, Plymouth, MA 02360 • United States
475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cco Investment Services Corp | Weymouth | MA | 05/2015 | 04/2019 |
| Foundations Investment Advisers | Duxbury | MA | 05/2019 | 05/2023 |
| Simplicity Wealth | Plymouth | MA | 05/2023 | Present |
| Citizens Securities, Inc. | Boston | MA | 05/2015 | 04/2019 |
| Independent Trust Wealth Management Llc | Duxbury | MA | 03/2019 | Present |
Name: Quincy College; Non investment related, 1250 Hancock Campus, Quincy, MA 02169; Education; Adjunct Professor; Sept 2019; number of hours/month you devote to the other business;5hrs/month; hours you devote to the other business during securities trading hours; 0 market hours; Teaching Business Class Independent Trust Wealth Management LLC.; Investment related; 36 Cordage Park Circle, Suite 228J Plymouth, MA, USA; Insurance agent; March 2019; number of hours/month you devote to the other business 160/month, hours you devote to the other business during securities trading hours; 130 market hours/month; Insurance Sales. Thomas Noel Fadden, Investment related; 36 Cordage Park Circle, Suite 228J Plymouth, MA, USA; Licensed independent insurance agent, March 2019; number of hours/month you devote to the other business 160/month, hours you devote to the other business during securities trading hours; 130 market hours/month; Insurance Sales
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 2009-11-10 |
Reach out to this advisor