Robert Edward Carney

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2013-02-13

FL RA
APPROVED

Since 2013-02-13

Branch Locations

Tampa, FL • United States

137 S. Pebble Beach Blvd Suite 202-B, Sun City Center, FL 33573 • United States

100 North Tampa Suite 2400, Tampa, FL 33602 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Tampa	FL	02/2013	06/2018
Raymond James & Associates, Inc.	Sarasota	FL	06/2018	Present

02/2013 → 06/2018

Raymond James & Associates, Inc.

Tampa, FL
06/2018 → Present

Raymond James & Associates, Inc.

Sarasota, FL

Previous Registrations

2007-05-02 → 2013-02-13

Morgan Keegan & Company, Llc

Sarasota, FL

Tampa, FL
2002-11-18 → 2007-05-25

Ubs Financial Services Inc.

Tampa, FL

Other Businesses

(1) Name of Business: Carney Investment Management LLC Address: 10517 Greencrest Dr, Tampa, FL, 33626, United States Activity Type: Business Owner Position/Title: Officer - President Investment Related: No Start Date: 10/07/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner - LLC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-12-31
S63	Uniform Securities Agent State Law Examination	1991-11-29

S65 Uniform Investment Adviser Law Examination

1993-12-31
S63 Uniform Securities Agent State Law Examination

1991-11-29

Other Names

Bob Carney

View on SEC IAPD