Ralph R Coppola

Current Employers

Employment History

• 01/2002 → 12/2018
  Meridien Financial Group, Inc.
  Providence, RI
• 09/2016 → 12/2018
  Pensionmark Financial Group Dba Meridien Benefits, Inc.
  Santa Barbara, CA
• 09/2016 → 12/2018
  Pensionmark Financial Group Dba Mbi Wealth Management
  Providence, RI
• 09/2016 → 12/2018
  Pensionmark Financial Group, Llc Dba Mbi Investment Advisors
  Providence, RI
• 12/2018 → 12/2018
  Pensionmark Securities, Llc
  Santa Barbara, CA
• 12/2018 → 06/2021
  Ivy Wealth Management, Inc.
  Warwick, RI
• 03/2021 → 07/2025
  The Patriot Financial Group
  Westborough, MA
• 07/2025 → Present
  Summit Financial, Llc
  Parsippany, NJ

Previous Registrations

• 2021-03-16 → 2025-07-03
  The Patriot Financial Group, Llc
  Walpole, MA
  West Warwick, RI
• 2018-12-27 → 2021-06-30
  Ivy Wealth Management, Inc.
  West Warwick, RI
• 2016-09-14 → 2018-12-21
  World Investment Advisors, Llc
  Providence, RI
  Lincroft, NJ

Other Businesses

1. Insurance licensed, non-investment related, appx 15% of activity during trading hours. 2. Sustainable Benefits Strategies, LLC, insurance business, 1350 Division Rd West Warwick, RI 02893, owner, provide insurance related products to companies and individials, started in 2/2009, 40 hrs per month on this OBA, 20 hrs per month during securities trading hours. 3. Northern RI Council of the Arts, not investment related, volunteer member of the board of directors since 1999, 2 hrs per year for annual meeting, no hours during securities trading hours, no compensation. 4. Providence Chamber Board of Trustees, not investment related, volunteer, board member, meet every three months to discuss RI Business Chamber, 30 Exchange Terrace Providence, RI, started in 2010, no hours during securities trading hours, no compensation. 5. Health Source RI, not investment related, chair of advisory board, volunteer, 229 Burt St Warwick, RI, started in 2018, 1 hour after 5:00 pm every 3 months, no hours during securities trading hours, no compensation. 6. Rhode Island Trucking Foundation; Investment related: No; 831 Bald Hill Rd Warwick RI 02886 USA; The foundation of Rhode Island Trucking Association which focuses on education.; Advisory; 2023-10-01; Hours per month devoted to business during trading hours: .33; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0; Serving in an advisory capacity for the foundation. 7. Greater Providence Chamber of Commerce Government affairs committee ; Investment related: No; 30 Exchange Terrace Providence Rhode Island 02903 USA; member; 2023-09-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 0; To discuss pending legislation in the State of RI. 8. Rhode Island Business Leaders Alliance; Member; Not Investment Related; One Financial Plaza, Suite 2205 Providence RI 02903; The organization reviews the effect of proposed Rhode Island legislation on the business community and is an advocate for the business community.; 2025-02-25; 4 Hours per month devoted to business during trading hours; 2 Hours per month devoted to business outside trading hours; No compensation; Contact person: Gregory Tumolo. 9.Offers Insurance As A Broker Or Agent Through Numerous Insurance Companies. Some Sales Are Through SRM, An Affiliated Company Which Is Licensed To Sell Various Insurance Products. Mr. Coppola Earns Both Cash And Non-Cash Compensation Based On Sales Of These Products. 10. Small Business Development Center: Not-investment related; Member of the Advisory Board, voluntary; Provide advice and insight to the leadership of the SBDC; Support the development of small business in the state of RI; Address: Carlotti Administration Building, 75 Lower College Road Kingston, RI 02881; Start: 8/21/2025; 1 hour three times per year devoted to this activity; 1 hour three times a year during securities trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-09-27
• S63 Uniform Securities Agent State Law Examination
  1991-12-02

Designations