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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2016-03-17
TX RA APPROVED_RES 2016-03-03
OH RA APPROVED 2010-12-20
  • LA RA
    APPROVED
    Since 2016-03-17
  • TX RA
    APPROVED_RES
    Since 2016-03-03
  • OH RA
    APPROVED
    Since 2010-12-20

Branch Locations

3750 Park East Drive #200, Beachwood, OH 44122 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2012-06-11
  • OH RA
    APPROVED
    Since 2012-06-11

Branch Locations

3750 Park East Dr Suite 200, Beachwood, OH 44122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Beachwood OH 12/2010 Present
Stratos Wealth Partners, Ltd Beachwood OH 12/2010 Present
Previous Registrations
Other Businesses

1. 12/17/10 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 2. 6/27/2011 - STRATOS WEALTH PARTNERS, LTD - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE DBA - Time Spent 25% - Securities business, also sell and service fixed annuities, term life, univ life, whole life, long term care, disability, health and dental insurance. 3. 7/7/2011 - Stratos Wealth Partners, Ltd - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date: 12/2010 - Time Spent 75% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 12/2010. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 10/25/2013 - RICK MALOYAN LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-13
  • S66 Uniform Combined State Law Examination
    2003-06-13
Other Names
  • Rick Maloyan

View on SEC IAPD

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