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Inactive

George Dickson Griswold

Captrust

New Orleans, LA

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-08-19
LA RA APPROVED 2022-08-19
TX RA APPROVED 2022-08-19
  • CO RA
    APPROVED
    Since 2022-08-19
  • LA RA
    APPROVED
    Since 2022-08-19
  • TX RA
    APPROVED
    Since 2022-08-19

Branch Locations

1100 Poydras St., Energy Centre, Suite 1350, New Orleans, LA 70163 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Highwater Wealth Management, Llc Glendale CO 05/2011 02/2020
Frontier Wealth Management, Llc Kansas City MO 02/2020 07/2022
Capfinancial Partners, Llc (Captrust) Raleigh NC 07/2022 Present
  • 05/2011 → 02/2020
    Highwater Wealth Management, Llc
    Glendale, CO
  • 02/2020 → 07/2022
    Frontier Wealth Management, Llc
    Kansas City, MO
  • 07/2022 → Present
    Capfinancial Partners, Llc (Captrust)
    Raleigh, NC
Previous Registrations
  • 2020-02-05 → 2022-10-21
    Fwm Legacy, Llc
    Leawood, KS
    Glendale, CO
  • 2011-07-22 → 2020-02-03
    Highwater Wealth Management Llc
    Glendale, CO
  • 2006-07-10 → 2011-08-19
    Cobiz Wealth
    Denver, CO
  • 2001-01-03 → 2006-05-05
    Waters, Parkerson & Co., Llc
    New Orleans, LA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-10-19
S63 Uniform Securities Agent State Law Examination 1993-03-05
  • S65 Uniform Investment Adviser Law Examination
    2006-10-19
  • S63 Uniform Securities Agent State Law Examination
    1993-03-05
Designations

View on SEC IAPD

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Other Offices

MONTZ HARCUS WEALTH MANAGEMENT · NEW ORLEANS, LA
BEACON POINTE ADVISORS, LLC · NEW ORLEANS, LA
EDWARD JONES · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · New Orleans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
CETERA INVESTMENT ADVISERS LLC · NEW ORLEANS, LA

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