Scott Peter Mullady

Current Employers

Employment History

• 01/1995 → Present
  Heritage Pension Advisors, Llc.
  Woodbury, NY
• 09/2013 → 06/2024
  Cetera Advisor Networks Llc
  El Segundo, CA
• 06/2023 → 06/2024
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2024 → Present
  Arkadios Capital
  Atlanta, GA
• 09/2024 → Present
  Arkadios Wealth Advisors
  Atlanta, GA

Previous Registrations

• 2023-06-29 → 2024-07-05
  Cetera Investment Advisers Llc
  Commack, NY
• 2021-03-31 → 2023-06-29
  Cetera Wealth Services, Llc
  Commack, NY

Other Businesses

1) HERITAGE PENSION ADVISORS, INC, INVESTMENT RELATED: NO, 135 Crossways Park Dr. Suite 402, Woodbury, NY 11797, NATURE OF BUSINESS: RETIREMENT PLAN ADMINISTRATION, START DATE: 01/1995, POSITION/TITLE/RELATIONSHIP: OWNER / MANAGER, APX NUMBER OF HOURS PER WEEK: 16 ; APX NUMBER OF HOURS DURING TRADING HOURS: 16 ; BRIEF DESCRIPTION OF DUTIES: PROVIDE PLAN DOCUMENTS, COMPLIANCE TESTING AND TAX REPORTING FOR QUALIFIED RETIREMENT PLANS 2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE ; START DATE: 02/2019 ;APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4 ;POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND ANNUITIES ; 3) MEMBER OF LLC/HERITAGE REALTY PARTNERS MELVILLE, NY FOR 0HRS/WK SINCE 10/2008.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-10-11
• S63 Uniform Securities Agent State Law Examination
  1991-12-12