Robert Mark Wander

Current Employers

Wander Financial Services, Llc

New York, NY • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-02-11

NY RA
APPROVED

Since 2021-02-11

Branch Locations

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wander Financial Services	New York	NY	12/2000	Present
Purshe Kaplan Sterling	Albany	NY	06/2010	Present
Wander Financial Services Llc	New York	NY	01/1999	Present
Wander Financial Services, Llc	New York	NY	02/2021	Present

12/2000 → Present

Wander Financial Services

New York, NY
06/2010 → Present

Purshe Kaplan Sterling

Albany, NY
01/1999 → Present

Wander Financial Services Llc

New York, NY
02/2021 → Present

Wander Financial Services, Llc

New York, NY

Other Businesses

WANDER FINANCIAL SERVICES, LLC; 100 WEST 26TH ST., APT 27A, NY, NY 10001; REGISTERED INVESTMENT ADVISOR; INVESTMENT RELATED; PRESIDENT; 2010; PROVIDE INVESTMENT AND FINANCIAL PLANNING ADVICE; 15 HOURS PER WEEK. EMPLOYEE BENEFITS CONSULTANT-BEG 1995, PROVIDE EMPLOYEE BENEFITS ADVICE TO SMALL BUSINESSES, 10 HOURS PER WEEK.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-01-06

S63 Uniform Securities Agent State Law Examination

1992-01-06

Designations

View on SEC IAPD