Donald Riley

Current Employers

Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2019-07-03
PA	RA	APPROVED	2019-06-01
TX	RA	APPROVED	2019-06-01

NE RA
APPROVED

Since 2019-07-03
PA RA
APPROVED

Since 2019-06-01
TX RA
APPROVED

Since 2019-06-01

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

300 Barr Harbor Dr Suite 175, West Conshohocken, PA 19428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Live Your Vision, Llc	West Conshohocken	PA	11/2012	06/2019
Purshe Kaplan Sterling Investments	Albany	NY	12/2012	06/2019
Wealth Enhancement Group	Plymouth	MN	06/2019	Present
Wealth Enhancement Advisory Services	Plymouth	MN	06/2019	Present

11/2012 → 06/2019

Live Your Vision, Llc

West Conshohocken, PA
12/2012 → 06/2019

Purshe Kaplan Sterling Investments

Albany, NY
06/2019 → Present

Wealth Enhancement Group

Plymouth, MN
06/2019 → Present

Wealth Enhancement Advisory Services

Plymouth, MN

Previous Registrations

2012-11-16 → 2019-07-02

Wiley Group

West Conshohocken, PA
2009-03-24 → 2011-12-31

Millennium Wealth Advisors

Malvern, PA

Other Businesses

WILEY GROUP, 11/2012. Tax/Investment/purposes only. WEG DBA 6/1/2019. WEALTH ENHANCEMENT GROUP - NON-INVESTMENT RELATED - WEST CONSHOHOCKEN, PA - FIXED INSURANCE - SVP - START DATE: 10/2018 - 4 HOURS SPENT PER MONTH, 4 HOURS SPENT DURING TRADING HOURS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2013-08-01
S65	Uniform Investment Adviser Law Examination	2007-03-03

S63 Uniform Securities Agent State Law Examination

2013-08-01
S65 Uniform Investment Adviser Law Examination

2007-03-03

Other Names

Donald Lawrence Riley

View on SEC IAPD