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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-25 |
| TN | RA | APPROVED | 2025-06-23 |
| CT | RA | APPROVED | 2025-06-18 |
Branch Locations
Landmark Center 1111 North Shore Dr Ste N-160, Knoxville, TN 37919 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dain Rauscher Incorporated | Minneapolis | MN | 10/1996 | 12/2020 |
| Morgan Stanley Smith Barney Llc | Knoxville | TN | 06/2019 | 09/2022 |
| Morgan Stanley | Knoxville | TN | 02/2025 | Present |
| Heritage Ministries, Inc. Dba Priority One | Alcoa | TN | 04/2023 | Present |
| Unemployed | Alcoa | TN | 10/2022 | 03/2023 |
*628666 - Heritage Ministries, Inc; Investment related: No; Alcoa, Tennessee; Civic/Religious/Community; Employee (proprietor, partner, officer, director, employee, trustee, agent); 04/2023; During business hours: 0; After business hours: 50; Administrative, Administrative, Accounting/Bookkeeping
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-14 |
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