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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-11
LA RA APPROVED 2025-05-15
NC RA APPROVED 2025-05-15
  • TX RA
    APPROVED_RES
    Since 2025-09-11
  • LA RA
    APPROVED
    Since 2025-05-15
  • NC RA
    APPROVED
    Since 2025-05-15

Branch Locations

2339 Davis Drive, Cary, NC 27519 • United States

2024 Kildare Farm Road, Cary, NC 27511 • United States

401 N. Harrison Avenue, Cary, NC 27513 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuso Financial Services, Lp San Diego CA 09/2016 05/2025
Coastal Federal Credit Union Durham NC 09/2016 Present
Lpl Financial Llc Cary NC 05/2025 Present
  • 09/2016 → 05/2025
    Cuso Financial Services, Lp
    San Diego, CA
  • 09/2016 → Present
    Coastal Federal Credit Union
    Durham, NC
  • 05/2025 → Present
    Cary, NC
Previous Registrations
  • 2016-09-07 → 2025-05-15
    Cuso Financial Services, L.P.
    Durham, NC
    Durham, NC
    Carrboro, NC
    Durham, NC
    Carrboro, NC
    Cary, NC
    Cary, NC
    Durham, NC
    Cary, NC
    Holly Springs, NC
  • 2013-05-28 → 2016-09-06
    Durham, NC
    Durham, NC
    Durham, NC
    Raleigh, NC
    Chapel Hill, NC
    Carrboro, NC
    Durham, NC
    Chapel Hill, NC
    Chapel Hill, NC
    Durham, NC
    Durham, NC
  • 2009-09-29 → 2012-10-26
    Truist Investment Services, Inc.
    Chapel Hill, NC
    Raleigh, NC
    Raleigh, NC
    Raleigh, NC
    Zebulon, NC
    Raleigh, NC
    Chapel Hill, NC
    Chapel Hill, NC
    Carrboro, NC
    Chapel Hill, NC
    Chapel Hill, NC
    Chapel Hill, NC
    Chapel Hill, NC
    Chapel Hill, NC
  • 2009-09-14 → 2009-09-30
    Raleigh, NC
Other Businesses

1. 05/15/2025- Mass Mutual- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 10/16/2017- 10 Hours Per Month- 10 Hours During Trading 2. 05/15/2025- Coastal Wealth Managment- Registered Investment Advisor DBA- INV Related- At Reported Business Location(s)- Start date 05/16/2025- 10 Hours Per Month- 10 Hours During Trading 3. 05/15/2025- Coastal Wealth Management- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 05/16/2025- 160 Hours Per Month- 160 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-09-09
S63 Uniform Securities Agent State Law Examination 2009-08-28
  • S65 Uniform Investment Adviser Law Examination
    2009-09-09
  • S63 Uniform Securities Agent State Law Examination
    2009-08-28
Other Names
  • Catherine Ann Curran
  • Catherine Ann Curran

View on SEC IAPD

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