Best Investors Account Sign in

Janet Mary Leahy

Rbc Capital Markets, LLC

Oceanside, CA

La Jolla, CA

Beverly Hills, CA

Claim This Profile
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-01
  • CA RA
    APPROVED
    Since 2025-04-01

Branch Locations

Oceanside, CA • United States

4250 Executive Square Suite 800, La Jolla, CA 92037-9103 • United States

9465 Wilshire Boulevard Suite 700, Beverly Hills, CA 90212-2351 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Painewebber Bellevue WA 07/2000 03/2025
Ubs Financial Services Inc. Phoenix AZ 10/1991 03/2025
Rbc Capital Markets, Llc Beverly Hills CA 03/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-17
S63 Uniform Securities Agent State Law Examination 1996-08-09
  • S65 Uniform Investment Adviser Law Examination
    1998-12-17
  • S63 Uniform Securities Agent State Law Examination
    1996-08-09
Other Names
  • Janet M Lauth
  • Janet Mary Lauth

View on SEC IAPD

More in Oceanside, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor