Cynthia Ann Briggs

Current Employers

&Partners

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-06-14
WA	RA	APPROVED	2025-06-13

TX RA
APPROVED_RES

Since 2025-06-14
WA RA
APPROVED

Since 2025-06-13

Branch Locations

625 Commerce Ave Suite 332, Tacoma, WA 98402 • United States

7701 Forsyth Blvd. 8Th Floor, Clayton, MO 63105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Seattle	WA	03/2010	11/2016
Wells Fargo Clearing Services, Llc	Seattle	WA	11/2016	06/2025
&Partners	Nashville	TN	06/2025	Present

03/2010 → 11/2016

Wells Fargo Advisors Llc

Seattle, WA
11/2016 → 06/2025

Wells Fargo Clearing Services, Llc

Seattle, WA
06/2025 → Present

&Partners

Nashville, TN

Previous Registrations

2010-03-25 → 2025-06-18

Wells Fargo Clearing Services, Llc

Seattle, WA

Tacoma, WA

Tacoma, WA
2003-12-12 → 2010-04-08

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bainbridge Island, WA

Seattle, WA
1993-04-14 → 2003-12-17

Citigroup Global Markets Inc.

Bremerton, WA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-12-21
S63	Uniform Securities Agent State Law Examination	1991-12-20

S65 Uniform Investment Adviser Law Examination

1992-12-21
S63 Uniform Securities Agent State Law Examination

1991-12-20

Other Names

Cynthia Ann Anderson
Cynthia Ann Hughes
Cynthia Ann Bolling
Cindy Ann Briggs

View on SEC IAPD