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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2004-04-07 |
| TX | RA | APPROVED_RES | 1995-01-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 10/1991 | Present |
| Bank Of America, Na | Atlanta | GA | 07/2010 | Present |
I*38778 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TCAM PARTNERS, LP INVESTMENT RELATED: N ADDRESS OF BUSINESS: ATLANTA, GEORGIA 30327 NATURE OF BUSINESS: PARTNERSHIP, POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 9/10/2010 NUMBER OF HOURS DEVOTED: 1 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PARTNERSHIP WITH SIBLINGS TO COLLECT/OWN FUNDS MADE FROM TIMBER OWNED BY FATHER. 2) - BUSINESS OR ACTIVITY NAME - RAWCAS LLC FOR PROFIT OR NOT FOR PROFIT - FOR PROFIT ADDRESS OF BUSINESS - PO BOX 19366 JACKSONVILLE FLORIDA 32245 INVESTMENT RELATED - NO NUMBER OF HOURS DEVOTED - 1 HOUR/YEAR NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS - ZERO START DATE OF RELATIONSHIP - 3/1/2006 YOUR POSITION, TITLE, ASSOCIATION - MEMBER NATURE OF BUSINESS - LLC YOUR DUTIES - LIMITED LIABILITY CO ORGANIZED TO PURCHASED TIMESHARE OF AIRPLANCE THROUGH PLANESENSE. TASK IS TO MAKE PAYMENTS MONTHLY AND ANNUALLY TO PROVIDER I*121408 For profit or not for profit: For-Profit Organization Name of outside business organization: LUFRA Management LLC Investment related: N Address of business: Atlanta, Georgia 30342 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 8/11/2011 Number of hours devoted: 1 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Managing 1% general partner of TCAM Partners LP, approved in AIM I*124197 For profit or not for profit: For-Profit Organization Name of outside business organization: Black Banks River Residences Association Investment related: N Address of business: Sea Island, Georgia 31567 Nature of business: Corporation, Position, title, association: Committee Member, Start date of relationship: 7/31/2019 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Vice President of our condominium association I*990342 For profit or not for profit: Name of outside business organization: Open Hand Atlanta Investment related: N Address of business: , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , Capital Campaign Committee Member
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-12 |
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