James Dewitt Owens

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2009-06-01
TX	RA	APPROVED_RES	2009-06-01

CA RA
APPROVED

Since 2009-06-01
TX RA
APPROVED_RES

Since 2009-06-01

Branch Locations

2677 North Main Street Suite 1000, Santa Ana, CA 92705 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Santa Ana	CA	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney

Santa Ana, CA
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Santa Ana, CA
1998-08-24 → 2007-04-02

Morgan Stanley Dw Inc.

Santa Ana, CA

Santa Ana, CA

Other Businesses

*366986- SBC Community Homeless Coalition; Investment related No; Charity / Private Foundation; Board Member & Treasurer (proprietor, partner, officer, director, employee, trustee, agent); 03/2019; During business hours: 0; After business hours: 0.5

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-11-07
S63	Uniform Securities Agent State Law Examination	1992-02-19

S65 Uniform Investment Adviser Law Examination

1994-11-07
S63 Uniform Securities Agent State Law Examination

1992-02-19

View on SEC IAPD