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Scott Alan Stambaugh

LPl Financial LLC

Chico, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-06-12
TX RA APPROVED 2018-06-12
  • CA RA
    APPROVED
    Since 2018-06-12
  • TX RA
    APPROVED
    Since 2018-06-12

Branch Locations

Chico, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 01/2013 05/2018
Lpl Financial, Llc Chico CA 05/2018 Present
  • 01/2013 → 05/2018
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 05/2018 → Present
    Lpl Financial, Llc
    Chico, CA
Previous Registrations
  • 2001-09-05 → 2018-06-25
    Cetera Wealth Services, Llc
    Paradise, CA
    Chico, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-30
S63 Uniform Securities Agent State Law Examination 1991-11-25
  • S65 Uniform Investment Adviser Law Examination
    1999-12-30
  • S63 Uniform Securities Agent State Law Examination
    1991-11-25

View on SEC IAPD

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